The Financial Conduct Authority (FCA) has fined Yorkshire Building Society and Credit Sussie for £1.4m and £2.3m respectively, for failing to ensure financial promotions were clear,...
Barclays bank has been fined £26 million and a former trader struck off over allegations of his role in gold price fixing. The Financial Conduct Authority...
The Financial Conduct Authority (FCA) has handed out one of its biggest ever retail banking fines to Santander, over its failure to give accurate and quality...
The Financial Conduct Authority (FCA) has dealt Lloyds Banking Group a £28m fine for “serious failings” in its control of sales incentive schemes. The group was...
The Financial Conduct Authority (FCA) has moved to freeze the assets of a suspected boiler room scam, after a High Court judge last week agreed that...
US investment bank JP Morgan Chase has been fined $920m (£573m) for concealing so-called ‘London Whale’ trades that led to losses of $6.2 billion. Regulators in...
Boardroom officials at Swiss bank UBS have expressed their regret over the “inappropriate and unethical behaviour” that led to the firm being fined $1.5 billion (£940m)...